Apr 12, 20231 min readSEC Adopts New Form 10-QThe SEC has adopted a new Form 10-Q. The new Form adds a clause (c) to Part II, Item 5 (Other Information), which requires registrants to...
Jan 5, 20231 min readSEC's New Rule on Insider Trading Arrangements Will Necessitate ChangesThe final rule, published on December 29, 2022, becomes effective February 27, 2022 and will impact most securities issuers by: narrowing...
Jan 3, 20231 min readSEC Updates Form 10-KThe raucous team at the SEC rang in the New Year in the only way you'd expect them to: by publishing an updated Form-10K with minimal...
